For legal and compliance

Find who disclosed it and what the agency said.

See which companies disclosed a matter, and read the enforcement releases, court opinions and sanctions list entries that name them in the same search.

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What it reads

SEC filings · Enforcement releases · Federal court opinions · Federal Register · Sanctions list entries

How lawyers and compliance staff use it

Who already disclosed it

Search risk factors and legal proceedings across company filings, narrowed by kind of document, with each hit opened at the passage.

Enforcement and opinions

Releases from the SEC, the DOJ, the CFTC, the FTC and the CFPB, and federal court opinions in securities cases, matched to the companies they name.

What changed in legal proceedings

Changes marks what a company added to or removed from its legal proceedings and risk factors since its last 10-K or 10-Q.

Search · Changes

Rules and sanctions entries

Federal Register rules and notices open in full text, and the sanctions and export-control list entries that name a listed company sit in the same search.

Questions to start with

“Which companies disclosed a CFPB investigation in their latest 10-K?” Search, risk factors and legal proceedings
“Which SEC enforcement releases name this company, and what did they allege?” Search, enforcement releases
“How did the legal proceedings section change since last year’s 10-K?” Changes

Good to know

Is it a case-law database?

No. It holds federal court opinions on securities fraud, insider trading, mergers, fiduciary duty and derivative suits, without dockets or state courts.

Can I screen names against sanctions lists?

No. It holds the list entries that name the companies it covers, and no entries for individuals.

How current is it?

Each source is read on its own schedule, the Federal Register several times a day, so a new document can take some hours to appear. Not every notice is included.